-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EQQUsKF/ruZxI3JeZ9CMK9AaS9DP5HgVfkZUP7EslOqrI596WLPVdqBxlkPJru1M R7FDqahUV99n1nJ8mh8QGQ== 0000909012-07-001487.txt : 20071205 0000909012-07-001487.hdr.sgml : 20071205 20071205165800 ACCESSION NUMBER: 0000909012-07-001487 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20071205 DATE AS OF CHANGE: 20071205 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HUDSON HOLDING CORP CENTRAL INDEX KEY: 0000804157 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 411546471 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-39281 FILM NUMBER: 071287222 BUSINESS ADDRESS: STREET 1: 111 TOWN SQUARE PLACE, STREET 2: SUITE 1500A CITY: JERSEY CITY STATE: NJ ZIP: 07310 BUSINESS PHONE: 201-216-0100 MAIL ADDRESS: STREET 1: 111 TOWN SQUARE PLACE, STREET 2: SUITE 1500A CITY: JERSEY CITY STATE: NJ ZIP: 07310 FORMER COMPANY: FORMER CONFORMED NAME: HEALTH OUTCOMES MANAGEMENT INC DATE OF NAME CHANGE: 19951116 FORMER COMPANY: FORMER CONFORMED NAME: DATA MED CLINICAL SUPPORT SERVICES INC /MN/ DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Winkler Steven Leslie CENTRAL INDEX KEY: 0001326298 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: BUSINESS PHONE: (201) 216-0100 MAIL ADDRESS: STREET 1: 525 WASHINGTON BLVD. CITY: JERSEY CITY STATE: NJ ZIP: 07310 SC 13G 1 t303866.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Name of Issuer) Hudson Holding Corp. (Title of Class of Securities) Common (CUSIP Number) 443793104 (Date of Event Which Requires Filing of this Statement) 11/30/07 Check the appropriate box to designate the rule pursuant to which this schedule is filed: |_| Rule 13d-1(b) |X| Rule 13d-1(c) |_| Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - -------------------------------------------------------------------------------- CUSIP No.: 443793104 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON Steven L. Winkler I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States ----------------------------------------------------- 5 SOLE VOTING POWER 4,383,564 NUMBER OF SHARES - -------------------------------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH - -------------------------------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 4,383,564 WITH - -------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,383,564 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |_| - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11.92% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- Item 1. (a) Name of Issuer: Hudson Holding Corp. (b) Address of Principal Executive Offices of the Issuer: 111 Towne Square Place Jersey City, New Jersey 07310 Item 2. (a) Name of Person Filing: Steven L. Winkler (b) Address of Principal Business Office: 111 Towne Square Place Jersey City, New Jersey 07310 (c) Citizenship: United States (d) Title of Class of Securities: Common (e) CUSIP Number: 443793104 Item 3. If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: ---- [ ] Broker or dealer registered under Section 15 of the Act. [ ] Bank as defined in Section 3(a)(6) of the Act. [ ] Insurance company as defined in Section 3(a)(19) of the Act. [ ] Investment company registered under Section 8 of the Investment Company Act of 1940. [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940; [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). Item 4. Ownership: (a) Amount beneficially owned: 4,383,564 (b) Percent of class: (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 4,383,564 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 4,383,564 (iv) Shared power to dispose or to direct the disposition of: 0 Item 5. Ownership of Five Percent or Less of a Class: Item 6. Ownership of More than Five Percent on Behalf of another Person: Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person: Item 8. Identification and Classification of Members of the Group: Item 9. Notice of Dissolution of a Group: - -------------------------------------------------------------------------------- Item 10. Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: December 4, 2007 /s/ Steven L. Winkler ----------------------------- -----END PRIVACY-ENHANCED MESSAGE-----